The SEC found that in December 2020, Vanguard lowered the minimum investment for its lower-expense Institutional TRFs, to $5 million from $100 million. This prompted many retirement plan investors ...
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Vanguard to Pay More Than $100 Million Over Target-Date Fund MessVanguard agreed to pay more than $100 million to settle changes by the Securities and Exchange Commission and state regulators that it made misleading statements related to changes Vanguard made ...
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Vanguard fined more than $100 million by SEC over violations involving target date retirement fundsIn 2023, Vanguard was fine $800,000 by the Financial Industry Regulatory Authority related to problems with account statements for money market funds in 2019 and 2020. The alleged violations took ...
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