Pooled plan provider NPPG advocates for registration if there is 3(38) investment selection responsibility, but a PEP expert argues it is not required. As pooled employer plans gather an increasing ...
The SEC has approved the registration for Namib Minerals and Greenstone's business combination with HCVI, scheduled for May 5, 2025. The U.S. Securities and Exchange Commission (SEC) has made ...
The SEC introduced new post-shutdown guidelines that explain how registration statements, including crypto ETF filings, progress through Sections 8(a) and 461 of the Securities Act.Generic listing ...
ReserveOne Announces Filing of Registration Statement on Form S-4 with the SEC for Proposed Business Combination with ...
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Scion Asset Management Ends SEC Registration
Scion Asset Management, the investment firm founded by Michael Burry, has ended its registration with the U.S. Securities and Exchange Commission. The move signals a major shift for a high-profile ...
For years, the annuities industry has complained that the registration for new annuities products was needlessly cumbersome because insurers are forced to use non-annuities registration forms and ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
THE Securities and Exchange Commission has nullified the corporate registrations of two companies owned by the Discayas, the ...
Nigeria’s Securities and Exchange Commission (SEC) has introduced a new requirement for virtual asset service providers (VASPs) mandating that they establish an office in Nigeria to be eligible for ...
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