Leaders of CFTC, FinCEN, and SEC Issue Joint Statement on Activities ...
Oct 11, 2019 · In advancing that mission, the CFTC regulates key participants in the derivatives markets, including boards of trade, futures commission merchants, introducing brokers, swaps …
SUMMARY: The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (collectively, “we” or “Commissions”) are further extending the compliance date …
Non-Professional User. A natural person or qualifying trust that uses Exchange data only for personal purposes and not for any commercial purpose and, for a natural person who works in the United …
SEC.gov | Avraham Eisenberg
Jan 20, 2023 · Eisenberg, a 27 year-old U.S. citizen who was arrested and detained at MDC Guaynabo, Puerto Rico, is awaiting transport to appear before the Southern District of New York where he is …
Trading Commission (the “CFTC”) and the Securities and Exchange Commission (“SEC”), after consultation with the Board of Governors of the Federal Reserve System (“Board of Governors”), are …
THE U.S. COMMODITY FUTURES TRADING COMMISSION REGARDING COORDINATION IN AREAS OF COMMON REGULATORY INTEREST The mission of the SEC is to protect investors, …
IN GENERAL.—The Board of Governors of the Federal Reserve System, the Secretary of the Treasury, the Commodity Futures Trading Commission, and the Securities and Exchange Commission shall …
Futures Trading Commission many stablecoins (CFTC) derivatives stablecoin spot -markets - Comprehensive jurisdiction regulatory as “commodities” under the Enforcement against market …
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I. A. Commodities Trading and Investment Company Act Custody The Commission proposed rule 17f-6 under the Investment Company Act to permit management investment companies to effect their …
A. GENERAL INSTRUCTIONS FORM - Form SBSE-A is the Application for Registration as either a Security-based Swap Dealer or Major Security-based Swap Participant (collectively, “SBS Entities”) …